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NEW QUESTION # 93
An OSC is undergoing CMMC Assessment on an enterprise-wide basis. While walking to the conference room, the Assessor notices a printer repair technician in the hallway, unescorted, repairing a printer marked
"Authorized for CUI printing." What is the NEXT step the Lead Assessor should take regarding PE.L2-
3.10.3: Escort Visitors?
Answer: B
Explanation:
The assessor must first confirm facts with the OSC before making a determination. It is possible the technician has been granted temporary authorized access, in which case the situation may not be a violation.
Therefore, the correct next step is to ask the OSC about the technician's authorization.
Exact Extracts:
* PE.L2-3.10.3: "Escort visitors and monitor visitor activity."
* Assessment Guide: "Assessors should confirm with the OSC whether individuals observed are classified as visitors or authorized personnel before determining compliance."
* "Findings must be validated with OSC-provided evidence or clarification." Why other options are not correct:
* A: Cannot mark as MET without verifying the technician's status.
* B: Inappropriate - assessors do not direct OSC personnel or vendors.
* C: Cannot mark as NOT MET without first confirming authorization.
References:
CMMC Assessment Guide - Level 2, Version 2.13: PE.L2-3.10.3 (pp. 154-156).
NIST SP 800-171A: Visitor escort and monitoring objectives.
NEW QUESTION # 94
You are the Lead Assessor for a CMMC Level 2 assessment. The OSC has provided a list of assets in scope, but during a site visit, you discover additional systems handling CUI that were not included in the initial scope. What should you do?
Answer: D
Explanation:
Comprehensive and Detailed in Depth Explanation:
The CAP requires the Lead Assessor to adjust the scope collaboratively with the OSC when inaccuracies are found (Option B). Options A, C, and D violate CAP procedures.
Extract from Official Document (CAP v1.0):
* Section 1.4 - Define Assessment Scope (pg. 13):"Request adjustments to the proposed scope to ensure accuracy and validity." References:
CMMC Assessment Process (CAP) v1.0, Section 1.4.
NEW QUESTION # 95
During an assessment, the team is interviewing the IT staff to understand the ways in which the organization protects backup data. Because the company's backups contain CUI, the Lead Assessor asks the IT engineer which method is used to ensure that the confidentiality of the backup data is being protected. Which implementation is LEAST LIKELY to be acceptable?
Answer: A
Explanation:
When protecting backup data containing CUI, the requirement is to ensure confidentiality through logical or physical security controls appropriate to the sensitivity of CUI. Acceptable implementations include controlling access to CUI (AC family controls), physically securing media (MP family controls), and encrypting files or media (SC family controls). Merely implementing alternative physical controls for site access is insufficient because site access protections do not directly ensure the confidentiality of the backup media itself.
Exact Extracts (from official CMMC Assessor/Study documents and NIST SP 800-171A references):
* SC.L2-3.13.16 (Encrypt CUI): "Employ cryptographic mechanisms to prevent unauthorized disclosure of CUI during storage and transmission unless otherwise protected by alternative physical safeguards."
* MP.L2-3.8.9 (Protect backup CUI): "Protect the confidentiality of backup CUI at storage locations."
* AC.L2-3.1.3 (Access enforcement): "Limit access to CUI on the basis of need-to-know to protect confidentiality."
* Physical security references (PE family): "Physical access controls provide general site protection but are not substitutes for encryption or media protection controls when CUI confidentiality is at risk." Why the other options are correct (acceptable methods):
* B (Managing who has access to the information): Satisfies Access Control (AC) requirements that limit exposure of CUI only to authorized individuals.
* C (Physically securing devices and media): Satisfies Media Protection (MP) requirements, ensuring CUI is stored securely and protected against unauthorized access.
* D (Encrypting files or media): Directly satisfies System and Communications Protection (SC) requirements for confidentiality, a highly reliable method.
Why option A is least acceptable:
* Alternative physical controls for site access protect buildings or rooms, but they do not directly safeguard backup media confidentiality. If backups are removed, lost, or accessed internally, site access controls alone cannot ensure confidentiality.
References (official CCA/CMMC documents):
* CMMC Assessment Guide - Level 2, Version 2.13: Practices SC.L2-3.13.16, MP.L2-3.8.9, AC.L2-
3.1.3, and PE family discussion (pp. 93-96, 108-110, 125-127).
* NIST SP 800-171A, Assessing Security Requirements for CUI: Related assessment objectives for protecting CUI backup confidentiality.
NEW QUESTION # 96
Which of the following can be taken into consideration when assessing AC.L2-3.1.3 Privacy & Security Notices?
Answer: A
Explanation:
Practice AC.L2-3.1.3 requires that users are presented with privacy and security notices (system use notifications) at the point of system log-in to ensure that they are aware of authorized usage and monitoring.
Extract:
"Display privacy and security notices (system use notifications) before granting system access." Posters, alerts, or general awareness messages do not satisfy this practice because they are not tied directly to system access.
Reference: CMMC Assessment Guide - Level 2, AC.L2-3.1.3.
NEW QUESTION # 97
Dwayne is the Lead Assessor for a C3PAO Assessment Team conducting an assessment for an OSC. During the evaluation, he learns that the OSC recently won a lucrative contract with the Department of Defense, a significant milestone for the organization. Impressed by the OSC's accomplishment, Dwayne begins to view the organization more favorably and is inclined to interpret the evidence gathered during the assessment in a way that would enable the OSC to achieve the desired CMMC certification level. What is the primary reason Dwayne's assessment of the OSC may be influenced?
Answer: B
Explanation:
Comprehensive and Detailed in Depth Explanation:
Dwayne's favorable view of the OSC due to its recent DoD contract success exemplifies positive bias, a key concern in the CMMC Assessment Process (CAP). Bias influences how evidence is interpreted, potentially leading to overly favorable assessments that overlook noncompliances. The CAP requires assessors to evaluate practices objectively within the OSC's context, free from external factors like contract wins, to maintain assessment integrity.
Option A (incomplete understanding) assumes a knowledge gap not indicated here. Option B (time constraints) and Option C (lack of experience) are unrelated to Dwayne's described behavior. Option D (bias) directly addresses the influence of his positive perception, making it the correct answer per CAP guidelines.
Reference Extract:
* CMMC Assessment Process (CAP) v1.0, Section 2.3:"Personal biases, whether positive or negative, can shape evidence interpretation, leading to potential inaccuracies."Resources:https://cyberab.org/Portals/0
/Documents/Process-Documents/CMMC-Assessment-Process-CAP-v1.0.pdf
NEW QUESTION # 98
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